主要统计指标解释
普通高等学校 指按照国家规定的设置标准和审批程序批准举办,通过国家统一招生考试,收高中毕业生为主要培养对象,实施高等教育的全日制大学、独立设置的学院和高等专科学校,高等职业学校和其他机构。
成人高等学校 指按照国家有关规定审批、招收通过全国成人高教统一招生考试的具有高中毕业或同等学力的在职从业人员利用脱产、半脱产、业余或函授等多种形式对其实施高等学历教育,培养高等教育专科或本科毕业水平的专门人才,修业年限、课程设置和总学时的数按高等学历教育要求付诸实施的学校。包括广播电视大学、职工高等学校、农民高等学校、管理干部学院、教育学院、独立设置的函授学院等。
小学学龄儿童入学率 指调查范围内已入小学学习的学龄儿童占校内外学龄儿童总数(包括弱智儿童在内,但不包括盲聋哑儿童)的比重。
研究与试验发展(R&D) 指在科学技术领域,为增加知识总量,以及运用这些知识去创造新的应用进行的系统的创造性的活动,包括基础研究、应用研究、试验发展三类活动。国际上通常采用R&D活动的规模和强度指标反映一国的科技实力和核心竞争力。
基础研究 指为了获得关于现象和可观察事实的基本原理的新知识(揭示客观事物的本质、运动规律,获得新发现、新学说)而进行的实验性或理论性研究,它不以任何专门或特定的应用或使用为目的。其成果以科学论文和科学著作为主要形式。用来反映知识的原始创新能力。
应用研究 指为获得新知识而进行的创造性研究,主要针对某一特定的目的或目标。应用研究是为了确定基础研究成果可能的用途,或是为达到预定的目标探索应采取的新方法(原理性)或新途径。其成果形式以科学论文、专著、原理性模型或发明专利为主。用来反映对基础研究成果应用途径的探索。
试验发展 指利用从基础研究、应用研究和实际经验所获得的现有知识,为产生新的产品、材料和装置,建立新的工艺、系统和服务,以及对已产生和建立的上述各项作实质性的改进而进行的系统性工作。其成果形式主要是专利、专有技术、具有新产品基本特征的产品原型或具有新装置基本特征的原始样机等。在社会科学领域,试验发展是指把通过基础研究、应用研究获得的知识转变成可以实施的计划(包括为进行检验和评估实施示范项目)的过程。人文科学领域没有对应的试验发展活动。主要反映将科研成果转化为技术和产品的能力,是科技推动经济社会发展的物化成果。
R&D人员 指参与研究与试验发展项目研究、管理和辅助工作的人员,包括项目(课题)组人员,企业科技行政管理人员和直接为项目(课题)活动提供服务的辅助人员。反映投入从事拥有自主知识产权的研究开发活动的人力规模。
R&D人员全时当量 指全时人员数加非全时人员按工作量折算为全时人员数的总和。例如:有两个全时人员和三个非全时人员(工作时间分别为20%、30%和70%),则全时当量为2+0.2+0.3+0.7=3.2人年。为国际上比较科技人力投入而制定的可比指标。
R&D经费支出合计 指调查单位用于内部开展R&D活动(基础研究、应用研究和试验发展)的实际支出。包括用于R&D项目(课题)活动的直接支出,以及间接用于R&D活动的管理费、服务费、与R&D有关的基本建设支出以及外协加工费等。不包括生产性活动支出、归还贷款支出以及与外单位合作或委托外单位进行R&D活动而转拨给对方的经费支出。
R&D经费支出中政府资金 指R&D经费内部支出中来自各级政府部门的各类资金,包括财政科学技术拨款、科学基金、教育等部门事业费以及政府部门预算外资金的实际支出。
R&D经费支出中企业资金 指R&D经费内部支出中来自本企业的自有资金和接受其他企业委托而获得的经费,以及科研院所、高校等事业单位从企业获得的资金的实际支出。
新产品销售收入 指报告期企业销售新产品实现的销售收入。新产品是指采用新技术原理、新设计构思研制、生产的全新产品,或在结构、材质、工艺等某一方面比原有产品有明显改进,从而显著提高了产品性能或扩大了使用功能的产品。既包括经政府有关部门认定并在有效期内的新产品,也包括企业自行研制开发,未经政府有关部门认定,从投产之日起一年之内的新产品。
专利 是专利权的简称,是对发明人的发明创造经审查合格后,由专利局依据专利法授予发明人和设计人对该项发明创造享有的专有权。包括发明、实用新型和外观设计。反映拥有自主知识产权的科技和设计成果情况。
发明(专利) 指对产品、方法或者其改进所提出的新的技术方案。是国际通行的反映拥有自主知识产权技术的核心指标。
实用新型(专利) 指对产品的形状、构造或者其结合所提出的适于实用的新的技术方案。反映具有一定技术含量的技术成果情况。
外观设计(专利) 指对产品的形状、图案、色彩或者其结合所作出的富有美感并适于工业上应用的新设计。反映拥有自主知识产权的外观设计成果情况。
Explanatory Notes on Main Statistical Indicators
Regular Institutions of Higher Education refer to educational establishments set up according to government standards and evaluation and approval procedures, mainly enrolling graduates from senior secondary schools through uniform national matriculation examinations and providing higher education. Such institutions include full-time universities, independent colleges, technical colleges, professional colleges, and other institutions.
Institutions of Higher Learning for Adults refer to educational establishments approved according to relevant government rules, enrolling staff and workers with senior secondary or equivalent education through uniform national matriculation examinations, and providing them with regular higher education in various forms such as full-time, part-time, spare-time and correspondence courses in accordance with requirements of regular higher education in years of education, curricula, and total learning hours, so that they meet the standards for graduation of universities or junior colleges. Institutions of higher learning for adults include radio and TV universities, colleges for staff and workers, colleges for farmers, colleges for management cadres, teachers' colleges, and independent correspondence colleges.
Enrollment Rate of Primary School-age Children refers to the proportion of school-age children enrolled at primary schools in the total number of school-age children both in and outside schools (including retarded children, but excluding blind, deaf and dumb children).
Research and Development (R&D) refers to systematic and creative activities in the field of science and technology aiming at increasing the knowledge and using the knowledge for new application. R&D includes 3 categories of activities: basic research, applied research and experiments and development. The scale and intensity of R&D are widely used internationally to reflect the strength of S&T and the core competitiveness of a country in the world.
Basic Research refers to empirical or theoretical research aiming at obtaining new knowledge on the fundamental principles regarding phenomena or observable facts to reveal the intrinsic nature and underlying laws and to acquire new discoveries or new theories. Basic research takes no specific or designated application as the aim of the research. Results of basic research are mainly released or disseminated in the form of scientific papers or monographs. This indicator reflects the innovation capacity for original knowledge.
Applied Research refers to creative research aiming at obtaining new knowledge on a specific objective or target. Purpose of the applied research is to identify the possible uses of results from basic research, or to explore new (fundamental) methods or new approaches. Results of applied research are expressed in the form of scientific papers, monographs, fundamental models or invention patents. This indicator reflects the exploration of ways to apply the results of basic research.
Experiments and Development refer to systematic activities aiming at using the knowledge from basic and applied researches or from practical experience to develop new products, materials and equipment, to establish new production process, systems and services, or to make substantial improvement on the existing products, process or services. Results of experiment and development activities are embodied in patents, exclusive technology, and monotype of new products or equipment. In social sciences, experiment and development activities refer to the process of converting the knowledge from basic or applied researches into feasible programmes (including conduct of demonstration projects for assessment and evaluation). There are no experiment and development activities in the science of humanities. This indicator reflects the capability of transferring the results of S&T into technique and products, and measures the realization of S&T in spearheading the economic and social development.
R & D Personnel refer to persons engaged in research, management and supporting activities of R & D, including persons in the project teams, persons engaged in the management of S&T activities of enterprises and supporting staff providing direct service to the research projects. This indicator reflects the size of personnel engaged in R&D activities with independent intellectual property.
Full-time Equivalent of R&D Personnel refers to the sum of the full-time persons and the full-time equivalent of part-time persons converted by workload. For instance, if there are 2 full-time persons and 3 part-time workers (20%, 30% and 70% of working hours respectively on R&D activities), the full-time equivalent are 2+0.2+0.3+0.7=3.2 person-years. This is an internationally comparable indicator of S&T manpower input.
Total Expenditure of Funds on R&D refers to the real expenditure of surveyed units on their own R&D activities (basic research, applied research, experiments and development) including direct expenditure on R&D activities, indirect expenditure of management and services on R&D activities, expenditure on capital construction and material processing by others. Excluding the expenditure on production activities, return of loan, and fees transferred to cooperated or entrusted agencies on R&D activities.
Expenditure of Government Funds on R&D refers to the expenditure of funds on R&D activities from government agencies at different levels, including appropriate funds on science and technology from financial departments, scientific funds, operating expenses from education departments and the real expenditure of extra budgetary funds from government agencies.
Expenditure of Funds of Enterprises on R&D refers to the expenditure of funds on R&D activities from self-raised funds of enterprises and funds from other enterprises through entrustment, and the expenditure of funds of institutions, such as institution of scientific research and universities, from enterprises.
Sales Income of New Products refers to the sales income of new products of the enterprises at the reference period. New products refer to products developed and produced with new technologies and designs or improved in structure, material, process or other aspects so that their performance are improved or their functions expanded. New products include those affirmed by government authorities in their validity period and also those developed by enterprises without the affirmation of government authorities within one year after they are put into production.
Patent is an abbreviation for the patent right and refers to the exclusive right of ownership by the inventors or designers for the creation or inventions, given from the patent offices after due process of assessment and approval in accordance with the Patent Law. Patents are granted for inventions, utility models and designs. This indicator reflects the achievements of S&T and design with independent intellectual property.
Patented Inventions refer to new technical proposals to the products or methods or their modifications. This is universal core indicator reflecting the technologies with independent intellectual property.
Patented Utility Models refer to the practical and new technical proposals on the shape and structure of the product or the combination of both. This indicator reflects the condition of technological results with certain technical content.
Designs refer to the aesthetics and industrially applicable new designs for the shape, pattern and colour of the product, or their combinations. This indicator reflects the appearance design achievements with independent intellectual property.